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BUILDING DEMOCRACY: DE JURE AND DE FACTO AUTONOMY IN ELECTORAL MANAGEMENT BODIES IN LATIN AMERICA AND AFRICA

Trelles Yarza, Luis Alejandro (2019) BUILDING DEMOCRACY: DE JURE AND DE FACTO AUTONOMY IN ELECTORAL MANAGEMENT BODIES IN LATIN AMERICA AND AFRICA. Doctoral Dissertation, University of Pittsburgh. (Unpublished)

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Abstract

This work studies the autonomy in electoral management bodies (EMBs) in Latin America and Africa. Specifically, my research aims to answer the two following two questions: a) When are de jure independent electoral institutions able to aid in building democracy? And b) Under what circumstances are de jure autonomous EMBs able to develop and maintain de facto independence? Using a mixed methods approach, I examine the effect of EMBs’ de facto independence on the quality of elections and the mechanisms that allow de jure autonomous EMBs to become de facto independent in third-wave countries. Based on fieldwork in Mexico, Venezuela, Ghana, Kenya, and Egypt, I find that formal independence is insufficient to guarantee de facto autonomy. My investigation confirms that EMBs de facto independence is positively associated to the credibility of elections. I conclude that internal consultative mechanisms (ICMs) embedded within EMBs offer an alternative path –to institutional insulation– for these institutions to build a positive reputation over time.

My research contributes to the literature on electoral governance by showing that electoral bureaucracies that effectively channel external political pressures through internal consultative mechanisms are more likely to positively impact the quality of elections. Contrary to previous studies focusing solely on formal rules promoting EMBs institutional insulation, I contend that EMBs in third-wave countries are more likely to achieve higher levels of de facto autonomy by adopting mechanisms that allow the main stakeholders –political actors– to participate in key stages of electoral management. This theoretical refinement shows that ICMs are key for administrative procedures within EMBs to become more transparent, accessible, and accountable to political actors competing for power.


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Item Type: University of Pittsburgh ETD
Status: Unpublished
Creators/Authors:
CreatorsEmailPitt UsernameORCID
Trelles Yarza, Luis Alejandrotrelles33@gmail.comlat44@pitt.edu0000-0001-7167-3323
ETD Committee:
TitleMemberEmail AddressPitt UsernameORCID
Committee ChairMorgenstern, Scottsmorgens@pitt.edusmogens
Committee MemberBarry, Amesbarrya@pitt.edubarrya
Committee MemberPeters, B. Guybgpeters@pitt.edubgpeters
Committee MemberPicard, Louispicard@pitt.edupicard
Committee MemberLindberg, Staffan I.staffan.i.lindberg@pol.gu.se
Committee MemberKivuva, Joshuajoshuakivuva@hotmail.com
Date: 31 January 2019
Date Type: Publication
Defense Date: 30 October 2018
Approval Date: 31 January 2019
Submission Date: 19 January 2018
Access Restriction: No restriction; Release the ETD for access worldwide immediately.
Number of Pages: 497
Institution: University of Pittsburgh
Schools and Programs: Dietrich School of Arts and Sciences > Political Science
Degree: PhD - Doctor of Philosophy
Thesis Type: Doctoral Dissertation
Refereed: Yes
Uncontrolled Keywords: Elections, Electoral Management Bodies (EMBs), Autonomy, Independence, Bureaucracy, Internal Consultative Mechanisms, Latin America, Africa, Mexico, Venezuela, Ghana, Kenya
Date Deposited: 31 Jan 2019 22:59
Last Modified: 31 Jan 2019 22:59
URI: http://d-scholarship.pitt.edu/id/eprint/35739

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  • BUILDING DEMOCRACY: DE JURE AND DE FACTO AUTONOMY IN ELECTORAL MANAGEMENT BODIES IN LATIN AMERICA AND AFRICA. (deposited 31 Jan 2019 22:59) [Currently Displayed]

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